The following instructions are for transferring gifted shares of individual securities or mutual funds to the Sigma Phi Epsilon Educational Foundation. While transfers of individual securities are much faster and less complex than transfers of mutual fund shares, we appreciate ALL generous contributions to the Foundation.
To make a transfer gift of individual stock, have your broker follow these instructions:
Craig Dods, Managing Director—Investments
DTC # – 0141
Account #: #37617936
Contact – Craig Dods, Mandi Quicke
Wells Fargo Advisors
1021 East Cary Street, 22nd Floor
Richmond, VA 23219
804-782-3255 * 804-782-3051 * 877-651-7077
** Please notify the Educational Foundation by letter and/or email regarding the name of the donor, the specific gift (date and shares gifted), and the intended fund (i.e., General Fund or Chapter Scholarship Fund, etc.)
Sigma Phi Epsilon Educational Foundation
310 S. Arthur Ashe Boulevard
Richmond, VA 23220
Mutual Fund Shares
To make a transfer gift of mutual fund shares, please contact the Educational Foundation by email, letter, or phone with the following information:
-Number of shares, ticker, and name of mutual fund to be transferred
-Contact info at current broker (individual name, firm name, phone &/or email)
Any bank-issued commissions, fees, gains or losses between donation and sale are passed directly to the restricted fund.
**Please note that the transfer of mutual funds is a much more involved process than gifting individual stocks, including several additional administrative steps, and can take significantly longer (several weeks) to complete. We appreciate your patience and ask that you plan accordingly regarding year-end gifts of mutual fund shares. We recommend that you begin the transfer before Thanksgiving if the year of the contribution is important.